Conway typically meets with key non-investment professionals to further evaluate a firm’s ownership structure, potential conflicts of interest, ADV/regulatory filings, fund offering documents, audited fund financials, and policies and procedures that are vital to a sound operational organization.

Operational Due Diligence

  • Operational infrastructure
  • Policies and procedures
  • Third-party vendor verification
  • Operational checks and balances
  • Regulatory and compliance
  • Information technology and disaster recovery/business continuity plans